-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G4UtTvavaifHSteLL2bf9JDYAI9s62rVb924qj9UcW5sVTm5j8zMVsbOHm2EWPDV +yzjV1wLGZkQQbj6ry62YQ== 0000892569-01-500128.txt : 20010312 0000892569-01-500128.hdr.sgml : 20010312 ACCESSION NUMBER: 0000892569-01-500128 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010309 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LITRONIC INC CENTRAL INDEX KEY: 0001078717 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 330757190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-61273 FILM NUMBER: 1565630 BUSINESS ADDRESS: STREET 1: 2030 MAIN STREET SUITE 1250 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9498511085 MAIL ADDRESS: STREET 1: 2030 MAIN STREET SUITE 1250 CITY: IRVINE STATE: CA ZIP: 92614 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAH KRIS CENTRAL INDEX KEY: 0001087002 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 40 MISSION BAY DRIVE CITY: CORONA DEL MAR STATE: CA ZIP: 92625 BUSINESS PHONE: 9498511085 MAIL ADDRESS: STREET 1: 40 MISSION BAY DRIVE CITY: CORONA DEL MAR STATE: CA ZIP: 92625 SC 13G 1 a70226sc13g.txt SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. ______)* Litronic Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 537004 10 3 - -------------------------------------------------------------------------------- (CUSIP Number) June 9, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Required Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - --------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages 2 - --------------------- ----------- CUSIP NO. 537004 10 3 SCHEDULE 13G Page 2 of 5 - --------------------- ----------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Kris Shah - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 870,602(1) --------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 2,349,877(2) OWNED BY --------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 870,602(1) WITH --------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,349,877(2) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,220,479(3) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 53.3%(4) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- - --------------- (1) Represents the following shares as to which Mr. Shah disclaims beneficial ownership: (a) 435,301 shares held indirectly by Mr. Shah as trustee of the Chandra L. Shah Trust; and (b) 435,301 shares held indirectly by Mr. Shah as trustee of the Leena Shah Trust. (2) Represents shares held indirectly by Mr. Shah as one of two trustees of the Kris and Geraldine Shah Family Trust, of which trust Mr. Shah and his wife are the trustees and beneficiaries. (3) As of June 9, 1999. (4) Calculated based on 6,040,631 shares outstanding as of June 9, 1999. *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - --------------------- ----------- CUSIP NO. 537004 10 3 SCHEDULE 13G Page 3 of 5 - --------------------- ----------- ITEM 1. (a) NAME OF ISSUER: Litronic Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 17861 Cartwright Road, Irvine, California 92614 ITEM 2. (a) NAME OF PERSON FILING: Kris Shah (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 17861 Cartwright Road, Irvine, California 92614 (c) CITIZENSHIP: United States (d) TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value per share (e) CUSIP NUMBER: 537004 10 3 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not applicable. ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 3,220,479 (3). (b) Percent of class: 53.3% (4). (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 870,602 (1). (ii) Shared power to vote or to direct the vote: 2,349,877 (2). (iii) Sole power to dispose or to direct the disposition of: 870,602 (1). (iv) Shared power to dispose or to direct the disposition of: 2,349,877 (2). 4 - --------------------- ----------- CUSIP NO. 537004 10 3 SCHEDULE 13G Page 4 of 5 - --------------------- ----------- - --------------- (1) Represents the following shares as to which Mr. Shah disclaims beneficial ownership: (a) 435,301 shares held indirectly by Mr. Shah as trustee of the Chandra L. Shah Trust; and (b) 435,301 shares held indirectly by Mr. Shah as trustee of the Leena Shah Trust. (2) Represents shares held indirectly by Mr. Shah as one of two trustees of the Kris and Geraldine Shah Family Trust, of which Mr. Shah and his wife are the trustees and beneficiaries. (3) As of June 9, 1999. (4) Calculated based on 6,040,631 shares outstanding as of June 9, 1999. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following | |. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. On behalf of his daughters, Chandra L. Shah and Leena Shah, Mr. Shah indirectly holds 435,301 shares as trustee of the Chandra L. Shah Trust and 435,301 shares as trustee of the Leena Shah Trust. The trusts, of which Mr. Shah's daughters are the beneficiaries, have the right to receive the proceeds from a sale of those shares. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. 5 - --------------------- ----------- CUSIP NO. 537004 10 3 SCHEDULE 13G Page 5 of 5 - --------------------- ----------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 6, 2001 ------------------------------------- (Date) /s/ Kris Shah ------------------------------------- (Signature) Kris Shah, an individual ------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----